CFTC Designates LMX Labs as a Contract Market

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced it has issued an Order of…

CFTC Staff Extends Temporary Swap Data Reporting Relief

CFTC Staff Extends Temporary Swap Data Reporting Relief for Certain International Swap Dealers and Major Swap…

CFTC Staff Provides Reporting Relief for Swaps Related to Upcoming DCO Auctions

CFTC Staff Provides Reporting Relief for Swaps Related to Upcoming DCO Auctions as Part of the…

CFTC Charges BitMEX Owners with Illegally Operating a Cryptocurrency Derivatives Trading Platform

CFTC Charges BitMEX Owners with Illegally Operating a Cryptocurrency Derivatives Trading Platform and Anti-Money Laundering Violations…

CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in Agricultural and Metals Futures

Washington, DC (STL.News) The Commodity Futures Trading Commission issued four orders today filing and settling charges…

Georgia News: CFTC Charges Kenzley Ramos with Fraudulent Scheme to Profit from COVID-19

Second CFTC Enforcement Action Targeting Misconduct Directly Tied to COVID-19 Washington, DC (STL.News) The Commodity Futures…

CFTC Charges Laino Group Limited d.b.a. PaxForex with Offering Illegal Leveraged Transactions

CFTC Charges Laino Group Limited d.b.a. PaxForex with Offering Illegal Leveraged Transactions in Ether, Litecoin, and…

CFTC and 30 States Charge Los Angeles Precious Metals Dealers

CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting…

CFTC Staff Extends Relief from Certain Reporting Obligations

CFTC Staff Extends Relief from Certain Reporting Obligations under the Ownership and Control Reports Final Rule…

CFTC Fines Houston, Chicago, and London-Based Introducing Brokers for Net Capital Deficiencies

Washington, DC (STL.News) The Commodity Futures Trading Commission today issued orders filing and settling charges against…

Federal Court Orders Edge Financial Technologies, LLC to Pay Penalty and Disgorgement

Federal Court Orders Edge Financial Technologies, LLC to Pay Penalty and Disgorgement for Aiding and Abetting…

CFTC Charges 3 Texas Men and 1 Florida Man in Fraudulent Digital Asset Scheme

Washington, DC (STL.News) The Commodity Futures Trading Commission today filed a complaint in the U.S. District…

CFTC Issues Guidance on Factors Used in Evaluating Corporate Compliance Programs

CFTC Issues Guidance on Factors Used in Evaluating Corporate Compliance Programs in Connection with Enforcement Matters…

CFTC Awards Whistleblower for Exposing Ongoing Fraud

Washington, DC (STL.News) The Commodity Futures Trading Commission Friday announced it has issued a whistleblower award…

CFTC Charges 20 Entities for Making False Registration Claims

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the filing of charges against 20…

CFTC Charges Multiple Individuals and Entities in $28 Million Ponzi Scheme that Targeted Churchgoers

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the filing of a civil enforcement…

CFTC Unanimously Approves Proposals Amending Margin Requirements

CFTC Unanimously Approves Proposals Amending Margin Requirements for Swap Dealers and Major Swap Participants Washington, DC…

CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations

First Case to Charge Violations of CFTC’s Bank Secrecy Act Compliance Regulations Washington, DC (STL.News) The…