Business · January 21, 2021

SEC files Administrative Proceeding – Dominick & Dominick LLC

Washington, DC (STL.News) The US Securities and Exchange Commission filed an Administrative Proceeding (File No. 3-15987) against Dominick & Dominick LLC and Robert X. Reilly for order authorizing the transfer of the US Treasury of the remaining funds and any funds returned to the Disgorgement Fund in the future and terminating the Disgorgement Fund.

CLICK to VIEW PROCEEDING – PDF