Business · December 22, 2020 0

SEC Files Administrative Proceeding Against Voya Financial Advisors, Inc.

Washington, DC (STL.News) The US Securities and Exchange Commission (SEO) filed an Administrative Proceeding (File No. 3-20183) against Voya Financial Advisors, Inc. for a Cease-and-Desist Proceeding pursuant to Section 15(b) of The Securities Exchange Act of 1934 and Sections 203(e) and 203(k) of The Investment Advisers Act of 1940.

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