Friday, January 15STATES TOP LEADING NEWS

SEC Files Administrative Proceeding Against Robert Todd Seth

Washington, DC (STL.News) The US Securities and Exchange Commission (SEC) has filed an Administrative Proceeding (File No. 3-20179) against Robert Todd Seth pursuant to Section 15(b) of The Securities Exchange Act of 1934 and Section 203(f) of The Investment Advisers Act of 1940, making Findings and Imposing Remedial Sanctions.

CLICK to VIEW FILING

READ  SEC files Administrative Proceeding against Henry Seth Brock, CPA