Business · December 22, 2020 0

SEC Files Administrative Proceeding Against Munish Sood

Washington, DC (STL.News) The US Securities and Exchange Commission (SEO) filed an Administrative Proceeding (File No. 3-20184) against Munish Sood for Order instituting Administrative Proceedings pursuant to Section 2013(f) of The Investment Advisers Act of 1940 and Section 15(b(6) of the Securities Exchange Act of 1934 and Notice of Hearing.

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