Business · August 28, 2020 0

SEC files Administrative Proceeding against Aldo Marchena

Washington, DC (STL.News) The SEC has filed Administrative Proceeding against Aldo Marchena pursuant to Section 203(f) of the Investment Advisors Act of 1940, making findings and imposing remedial sanctions.

Release No. 5566 – Administrative Proceeding File No. 3-19939

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