Business · May 30, 2021

SEC Administrative Proceeding – Stephen Michael Thompson

WASHINGTON, DC (STL.News) The Securities and Exchange Commission (SEC) filed an Administrative Proceeding (File No. 3-20354) against Stephen Michael Thompson on May 28, 2021, Order Instituting Administrative Proceedings pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions.