Washington, DC (STL.News) The Commodity Futures Trading Commission’s Division of Market Oversight (DMO) today issued a no-action letter that extends current relief from reporting obligations under the ownership and control reports final rule (OCR Final Rule). The OCR Final Rule, approved in 2013, requires the electronic submission of trader identification and market participant data.
DMO is providing this relief in an effort to address compliance difficulties associated with certain OCR reporting obligations that were identified by reporting parties and market participants. The relief announced today extends the following relief previously provided under CFTC Letter No. 17-45:
The relief will remain in effect until the earlier of: (a) the later of the applicable effective date or compliance date of a Commission action, such as a rulemaking or order, addressing such obligations and (b) September 29, 2023. DMO plans to use the extended relief period to consider whether to recommend that the CFTC pursue changes to the OCR Final Rule.
Detailed information on the mechanics of reporting required by the OCR Final Rule and other relevant OCR Final Rule implementation information will be provided during the period of relief on the CFTC’s OCR homepage. Parties with reporting obligations under the OCR Final Rule should also review CFTC Letter 17-16, which provides additional no-action relief regarding the masking of certain information reportable under the OCR Final Rule.
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